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GRC-007

Non-Compliance Risk Management

Intensive 5-day course · English, Arabic & European languages

Compliance, risk and governance professionals examine how to manage breaches of legal, regulatory and internal requirements over five days. Delegates assess obligations and gaps, design controls and develop monitoring arrangements. Workshops address risk assessment and compliance frameworks, leading to a plan for preventing, detecting and responding to non-compliance.

Classroom

Public courses in our cities

  • 19–23 Oct 2026Riyadh£4,200 + VAT
  • 2–6 Nov 2026Doha£4,200 + VAT
  • 16–20 Nov 2026London£3,360 + VAT
  • 7–11 Dec 2026Abu Dhabi£4,200 + VAT
  • 11–15 Jan 2027Barcelona£3,080 + VAT
  • 25–29 Jan 2027Manama£3,080 + VAT
Show 22 more dates
  • 8–12 Feb 2027Paris£3,600 + VAT
  • 22–26 Feb 2027Amman£3,400 + VAT
  • 1–5 Mar 2027Frankfurt£2,600 + VAT
  • 15–19 Mar 2027Madrid£3,400 + VAT
  • 5–9 Apr 2027Berlin£3,400 + VAT
  • 19–23 Apr 2027London£3,360 + VAT
  • 10–14 May 2027Barcelona£3,080 + VAT
  • 24–28 May 2027Milan£3,400 + VAT
  • 14–18 Jun 2027Paris£3,600 + VAT
  • 28 Jun – 2 Jul 2027Malaga£3,080 + VAT
  • 5–9 Jul 2027Frankfurt£2,600 + VAT
  • 19–23 Jul 2027Sarajevo£3,400 + VAT
  • 2–6 Aug 2027Dubai£4,200 + VAT
  • 16–20 Aug 2027London£3,360 + VAT
  • 13–17 Sep 2027Barcelona£3,080 + VAT
  • 27 Sep – 1 Oct 2027Riyadh£4,200 + VAT
  • 11–15 Oct 2027Paris£3,600 + VAT
  • 25–29 Oct 2027Doha£4,200 + VAT
  • 1–5 Nov 2027Frankfurt£2,600 + VAT
  • 15–19 Nov 2027Geneva£4,200 + VAT
  • 6–10 Dec 2027Abu Dhabi£4,200 + VAT
  • 20–24 Dec 2027London£3,360 + VAT

Group discount: 2 delegates 20% · 3 delegates 35% · 5 or more delegates 50%

Can't make these dates? We can run this course for your team on dates that suit you. Ask for custom dates · In-house options

Online (live)

With a trainer, on dates to suit your team

This course can be taught live online by a trainer, in English, Arabic or any European language, for one person or a whole team.

£1,850 + VAT

Group discount: 2 delegates 20% · 3 delegates 35% · 5 or more delegates 50%

Special requests

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Non-Compliance Risk Management

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Course overview

Failure to comply with laws, regulations or internal policies can disrupt operations and expose an organisation to penalties and reputational damage. This programme examines how to identify those risks and assess their importance, including the governance arrangements and regulatory expectations that shape a compliance function. Delegates consider responsibilities as well as practical frameworks.

Assessment precedes the design of controls. Sessions address obligations, risk mapping and registers, then use gap analysis and materiality to establish priorities. Workshops develop a risk assessment matrix and a compliance framework, with attention to Enterprise Risk Management (ERM), technology and risks involving vendors or other third parties.

Monitoring needs reporting and follow-up. Delegates examine audit reviews and dashboards, procedures for handling violations and investigations, and whistleblowing arrangements that support ethical reporting. The final day considers leadership, training and awareness as part of compliance culture, followed by crisis response, remediation planning and continued improvement.

Course objectives

By the end of the course, delegates will be able to:

  1. Explain non-compliance risk and its effects
  2. Identify regulatory requirements and compliance obligations
  3. Conduct compliance risk assessments and analyse gaps
  4. Design and implement a compliance framework
  5. Establish controls and arrangements for monitoring and reporting
  6. Develop methods for preventing, detecting and responding to breaches
  7. Promote ethical behaviour and a compliance culture

Who should attend

This course suits:

  • Compliance officers and managers
  • Risk management professionals
  • Internal auditors
  • Legal and governance professionals
  • Senior executives and decision-makers
  • Finance and operations managers
  • People responsible for regulatory compliance or corporate governance

Daily agenda

  1. Day 1

    Understanding exposure to non-compliance

    • Introducing compliance and the risks of failing to comply
    • Regulatory, legal, ethical and operational forms of compliance risk
    • Principal global standards and regulations
    • Organisational consequences of non-compliance
    • Responsibilities and roles in managing compliance
    • Case study of major compliance failures
  2. Day 2

    Finding and assessing compliance risks

    • Identifying obligations and areas of exposure
    • Tools and methods for risk assessment
    • Mapping compliance risks and maintaining risk registers
    • Analysing gaps in compliance
    • Assessing materiality and prioritising risks
    • Workshop to develop a compliance risk assessment matrix
  3. Day 3

    Developing frameworks and controls

    • Components of an effective compliance programme
    • Policies and procedures supported by internal controls
    • Connecting compliance with Enterprise Risk Management (ERM)
    • Using automation and technology in compliance
    • Managing compliance exposure from vendors and other third parties
    • Workshop to design a compliance framework
  4. Day 4

    Monitoring compliance and responding to breaches

    • Methods and tools for compliance monitoring
    • Using internal audits and compliance reviews
    • Reporting arrangements and dashboards
    • Handling investigations and violations
    • Whistleblowing systems and routes for ethical reporting
    • Meeting regulatory reporting obligations
    • Case study of monitoring in practice
  5. Day 5

    Culture and continuing improvement

    • Developing a culture that supports compliance
    • Training and awareness programmes
    • Leadership responsibilities in compliance governance
    • Strategies for ongoing monitoring and improvement
    • Planning remediation and managing crises
    • Emerging developments in compliance and risk
    • Final exercise to prepare a non-compliance risk management plan

Certificate

Every delegate who completes the course receives an ARUK Training Certificate of Attendance.

Frequently asked questions

How do I register?

Choose a date and city in the schedule and press Register, or send us an enquiry. Our team confirms your place and sends an invoice.

Are fees shown with VAT?

Fees are shown per delegate and exclude VAT, which is added to the invoice where applicable.

Can this course be delivered for our team only?

Yes. Any ARUK course can be delivered in-house at your premises, in a meeting room we book for you, or 1-to-1.

Is this course available online?

Yes. We run it live online with a trainer, on dates that suit your team, for £1,850 + VAT per delegate.

Is there a group discount?

Yes. 20% for 2 delegates, 35% for 3 delegates and 50% for 5 or more delegates on the same course.

Can the course be delivered in Arabic or another language?

Yes. Our courses can be delivered in English, Arabic or any European language, by a trainer who teaches in that language. Mention your preferred language when you register or enquire.

What certificate will I receive?

An ARUK Training Certificate of Attendance.

Related courses

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Non-Compliance Risk Management

Key booking terms (read before you register)
  • The full fee is paid in advance, before the course starts.
  • Cancel in writing 30 or more days before the start date (45 for in-house) for a refund. Later than that, the full fee is payable.
  • No refund for non-attendance or partial attendance.
  • Places are for the named delegate only; another person cannot attend instead.
  • Moving to another date or city is only possible if ARUK agrees in writing.
  • Travel, accommodation and visas are your responsibility. A refused visa does not change the cancellation terms.

booking terms and conditions

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Non-Compliance Risk Management